You call the clients and i'll handle the rest
My experience and expertise will help you quickly and seamlessly transition your book of business to your new firm.
My experience and expertise will help you quickly and seamlessly transition your book of business to your new firm.
TurnKey Advisor Transitions offers comprehensive transition services for Financial Advisors moving their book of business to a new firm. Our expertise includes data manipulation, project management, and document preparation. Our services allow you to focus on your clients while we handle all of the complicated details. With experience working with leading custodians like Pershing, Charles Schwab, Fidelity, Raymond James and LPL, we ensure a seamless and efficient transition for your practice.
We offer:
I will be with you from the time you start pulling your data together until your assets are transferred to your new firm. I will develop a roadmap for navigating the mutliple layers of paperwork and data needed to efficiently move your book of business. I work with you to identify strengths of your team and how we can create a tailored plan to make this as easy as possible for you and your staff.
Data Manipulation is the KEY to any successful transition. My first step is to help you determine what data you are allowed to take with you on or before your resignation date. Next, I will provide you with a list of data and reports needed to provide your new custodian with the data they require. I will then spend the next few weeks carefully combing through this data using my proven method of checks and balances to ensure I have the most accurate and thorough data available.
Some advisors prefer that I be on site the week of your transition to run the show or at least provide some much needed emotional support from someone who has been in the 'transition trenches' many many times. I will dig in and get my hands dirty along with the rest of your team.
For those advisors moving solely to the RIA side, I will consult with you to determine the best place for your existing direct business. I have worked with several great companies and can help guide you through your decision making process. I can also prepare your direct business docs and possibly assist with sending those out to clients.
I also offer an add-on management package if you need help setting up Standard Operating Procedures for your staff as they learn to navigate the new world of independence.
I have a unique perspective having experienced a transition both as a licensed Financial Advisor and later as a Transition Consultant. I understand the urgency and the need for accuracy better than most.
Having spent my entire career in leadership rather than admin, I tend to look at transitions differently than others. I understand yo
I have a unique perspective having experienced a transition both as a licensed Financial Advisor and later as a Transition Consultant. I understand the urgency and the need for accuracy better than most.
Having spent my entire career in leadership rather than admin, I tend to look at transitions differently than others. I understand your need to keep things as clean and easy as possible when making a big change like this. That is always at the top of my mind when planning your transition. I also understand how you, as an advisor, are compensated and how time is of the essence when getting specific documents signed and processed.
The amount of information needed for one simple form isn't all that daunting, but multiply that by 3,000 accounts all needing that same form and it's a whole new ballgame. For example, one household with a joint account and 2 IRAs typically requires a MINIMUM of 10 different forms. Each form can contain anywhere from 30 to over 400 piec
The amount of information needed for one simple form isn't all that daunting, but multiply that by 3,000 accounts all needing that same form and it's a whole new ballgame. For example, one household with a joint account and 2 IRAs typically requires a MINIMUM of 10 different forms. Each form can contain anywhere from 30 to over 400 pieces of data. Things can become out of control quickly without a solid understanding of the many facets of data manipulation.
That's where I come in! I do not ask you fill in elaborate spreadsheets or provide your information in specific formats. I have a tried and true process of using excel formulas, pivot tables and even SQL queries to manipulate your data into any form needed.
After interning at Merrill Lynch while attending the University of TN, I fell in love with the financial world. Upon graduation, I was recruited by a large regional bank where I held various leadership positions in both retail and mortgage lending. Later, I received a Series 7 and Series 66 while working as a Financial Advisor with Prud
After interning at Merrill Lynch while attending the University of TN, I fell in love with the financial world. Upon graduation, I was recruited by a large regional bank where I held various leadership positions in both retail and mortgage lending. Later, I received a Series 7 and Series 66 while working as a Financial Advisor with Prudential Securities. Following a 7 year recovery from a serious medical condition, I dipped my toe back into the industry by working part time as an Operations Manager for an advisor. I went through two transitions in two years while there. I discovered my new passion is in the operations side of the industry, particularly with data manipulation and transitions.
Please reach out to me at Christie@TurnKeyAdvisortransitions.com if you cannot find an answer to your question.
I work with advisors simply changing broker dealers all the way to those transitioning their current broker dealer business to a fully indpendent RIA. They each have their own needs and processes and I will create the most efficient plan for your unique situation.
I work with advisory firms of all sizes across the US. I custom design each proposal based on the size of the firm and services needed.
Rather than write a long paragraph, here is a list of some of the most recent transitions I have been a part of:
I'm always happy to provide you with an estimate for our consulting services. A quick Zoom call or email is the best way for me to gauge what services you would require. Don't worry about getting a sales call - that does NOT happen with me. Life is busy enough without dodging sales calls.
Yes, I am. I carry $1M Errors and Omissions Policy and can provide that to you upon request.
865.806.3126 Christie@TurnKeyAdvisorTransitions.com I offer a discount if you ask me how my son met Condoleeza Rice on the 18th Green of Augusta National!
We use cookies to analyze website traffic and optimize your website experience. By accepting our use of cookies, your data will be aggregated with all other user data.